October 2010 Archive

DOL finalizes sponsor-participant disclosure regulations

October 18, 2010

On October 14, 2010, the Department of Labor released final regulations under section 404(a) of ERISA, revising the rules for disclosure of fee and other information to participants in participant-directed individual account plans -- plans in which participants choose from a menu of investment funds. In this article we review the final regulation in detail. The new regulation applies to plan years beginning on or after November 1, 2011 -- so for calendar year plans it applies beginning in 2012. Read More

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